Senior Compliance Associate, Policies & Education

About Lord Abbett:

Founded in 1929, Lord Abbett is an independent firm with a singular focus on the management of money. Over the course of our history, we’ve earned a sterling reputation for our leadership, influence, and innovation in the asset management industry. Today, our independent perspective, our commitment to active management, and our intelligent product design continue to make us relevant to individual and institutional investors.

From the very beginning, we’ve recognized that our people are our greatest asset. As an investment-led, investor-focused firm, we value intellectual curiosity, teamwork, and collaboration across the organization.

We’re looking for people with a keen interest in working for a trusted leader in the asset management industry, a desire to expand their knowledge, and a passion for delivering a client experience that exceeds expectations.

 
Now that you know our history, are you ready to be part of our future?

Job Overview:

The Senior Compliance Associate, Policies and Education, will play a critical role in designing a best in class compliance training program to educate Lord Abbett employees on regulatory requirements and relevant changes in regulation applicable to Lord Abbett. In addition, the individual will work closely with business counterparts to develop or update relevant compliance policies. Excellent interpersonal and communication skills are required. The position will also be responsible for working with the Global Chief Compliance Officer on reporting to Boards and/or clients.

• Design, implement, and manage a comprehensive program to educate employees on compliance with relevant regulations and their obligations under firm policies. This includes creating the materials, conducting training sessions, and tracking employee progress to completion.
• Collaborate with various departments across the firm, including Corporate Communications and third parties to ensure that scripts and content are relevant, engaging and reflect Lord Abbett’s values.
• Develop, review, and enhance policies and procedures in accordance with the Investment Company Act and the Investment Advisers Act, ensuring alignment with regulatory requirements and industry best practices.
• Stay current with regulatory changes and updates related to the Investment Company Act and the Investment Advisers Act.
• Assist in the preparation of the Global Chief Compliance Officer’s reports for Boards, management and regulatory authorities, as required.
• Work on ad hoc projects and other initiatives as needed.

• Bachelor's degree.
• Minimum of five years of experience in a compliance role in the asset management industry, with a focus on the Investment Company Act and the Investment Advisers Act.
• Proven experience developing and delivering compliance training programs in a financial services environment.
• Strong writing skills with the ability to draft clear and concise policies, procedures, and reports.
• Detail-oriented and highly organized, with the ability to manage multiple tasks and meet deadlines.
• Excellent interpersonal and communication skills, with the ability to work effectively across different levels of the organization.